Contribute to the production of the Operational Risk Permanent Control Report.Ensure application of the general framework for the consolidated permanent control report.Contribute, challenge and follow up on the implementation of significant action plans, regardless of the level of the control that triggered the action.Alert on detected risks and attention points resulting from 1st or 2nd line of defence controls.Define and execute 2nd line of defence controls (verification, re-performance, direct and thematic controls).regarding generic controls implementation) Independently challenge the generic control plans and manage exemptions (e.g.Ensure application of the general framework regarding controls and controls plan.Independent review – 2nd Line of defence controls Independently challenge and sign off the quantifications, leading to temporary completion in case of disagreement.Perform quality reviews on potential incidents.Ensure application of the normative framework regarding potential incident identification and quantification.Quantification of potential incidents (for AMA entities) Perform quality reviews (exhaustive for significant and >150k€ HI, or by sample for other incidents below 150k€ threshold).via HI Lookback on significant incidents) Independently challenge the analysis of the key incidents, sign-off and follow up on their remediation plan (e.g.
Ensure application of HI collection normative framework.Perform risk assessment of the 1st line of defence control framework, and read-across of identified risksĬollection of operational risk historical incidents.Independent challenge and sign-off on the RCSA and control plans (generic vs specific, deployment, organizational scope, major risk coverage, relevance of assessments and action plans).Ensure application of the risk identification & assessment framework (RCSA).Identification & assessment of operational risks The Operational Risk Manager will be in charge of the following activities for the various remote locations, in close coordination with the RISK ORM Global Banking EMEA team in Paris: The Operational Risk Manager will be under the hierarchical management of the Team Leader of RISK ORM Global Banking EMEA for remote location On this perimeter, the RISK ORM GB EMEA Coordination for remote locations is set-up to ensure deployment and ongoing execution of the Group’s Operational Risk Management Framework in the locations where RISK ORM CIB Global Banking is not present. It also ensures global consistency of Operational Risk management of Global Banking activities across RISK ORM CIB regions. RISK ORM GB EMEA is acting as the second line of defence for all Global Banking, CIB Functions, ALM-T, activities carried out in the region, providing CIB and RISK senior management with a front-to-back view of operational risks. The department has responsibility for independently challenging and supervising the Operational Risk management of CIB activities (Global Banking, Global Markets, Securities Services, IT, Operations, Functions) on a worldwide scope… It is part of the Risk Function of BNP Paribas (RISK) and is placed under the responsibility of the Chief Operational Risk Officer for CIB. RISK CIB Operational Risk Management (RISK ORM CIB) belongs to the second line of defence of BNP Paribas Corporate and Institutional Bank (CIB).
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